Office: (408) 404-0009
Fax: (408) 626-0009
Email: info@johansonfinancial.com

David Faulk

Photo of team member
David Faulk
CPA®

Portfolio Manager - Director of Tax

Job Description – As Director of Tax, David assists clients in making the tax planning and compliance process less costly and less painful.   Additionally, as a Portfolio Manager, David assists clients by first helping them better understand their goals and aspirations followed by designing a financial and investment plan that will enable them to achieve these goals.

Education and Affiliations – In 1994 David received his Master’s Degree in Accounting (emphasis in taxation) and Bachelor’s Degree in Accounting from Brigham Young University.  David is a Certified Public Accountant (CPA) and has successfully passed his Series 65 Exam, qualifying him as a Registered Investment Advisor (RIA).  David is also a member of the American Institute of Certified Public Accountants and the California Society of CPAs.

Getting to Know David

David is the father of seven children and loves spending time with his family.  When not working, David can be found watching soccer games, band performances, camping, backpacking and pursuing his photography hobby.  David and his family have driven around the country twice (once in 2006 and again in 2010) enjoying many national/state parks, LDS church history sites and the interesting cities on the way.  David also enjoys spending time serving in his church.

  • Biggest accomplishment: Raising seven beautiful children
  • Something on David’s bucket list:  Travel to Israel, Jordan and Egypt with my wife
  • Favorite quote: “Pain is weakness leaving the body” (I keep telling myself this while exercising)
  • Favorite movie:  The Lord of the Rings (all three parts)
  • Why David likes working at JFA: I enjoy the people I have the privilege to work with, both clients and fellow employees.  JFA provides a structured environment where all can grow and learn in a friendly and supportive manner.  Because of JFA’s diverse clientele, I am able to utilize experiences from prior client interactions/experiences to create customized solutions to satisfy each client need.

This commentary on this website reflects the personal opinions, viewpoints and analyses of the Johanson Financial Advisors, Inc. employees providing such comments, and should not be regarded as a description of advisory services provided by Johanson Financial Advisors, Inc. or performance returns of any Johanson Financial Advisors, Inc. Investments client. The views reflected in the commentary are subject to change at any time without notice. Nothing on this website constitutes investment advice, performance data or any recommendation that any particular security, portfolio of securities, transaction or investment strategy is suitable for any specific person. Any mention of a particular security and related performance data is not a recommendation to buy or sell that security. Johanson Financial Advisors, Inc. manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss. Past performance is no guarantee of future results. 

Johanson Financial Advisors, Inc. is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Johanson Financial Advisors, Inc. and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Johanson Financial Advisors, Inc. unless a client service agreement is in place.

TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade and Johanson Financial Advisors, Inc. are separate and unaffiliated firms, and are not responsible for each other's services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC/NFA. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.

Charles Schwab & Co., Inc. (Schwab) is one of the firms that we use to custody our client assets. Schwab and Johanson Financial Advisors, Inc. are separate and unaffiliated firms, and are not responsible for each other's services or policies. Schwab does not endorse or recommend any advisor and the use of the Schwab logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by Charles Schwab & Co., Inc. (Schwab), a subsidiary of The Charles Schwab Corporation, member SIPC. Used with permission.

Certain representatives of JFA are also Registered Representatives offering securities through APW Capital, Inc., Member FINRA/SIPC - 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866 (800) 637-3211. Johanson Financial Advisors, Inc. is independent of APW Capital, Inc. 

Check the background of this firm on FINRA’s BrokerCheck. 

Website Design For Financial Services Professionals | Copyright 2018 AdvisorWebsites.com. All rights reserved